Responsible Entity Services

We have significant experience in acting as a Responsible Entity for registered schemes and Trustee for unregistered schemes. We work with wholesale or retail investors and listed or unlisted assets, and our Responsible Entity team can help meet your compliance and governance needs.

Responsible Entity Services

We have worked with numerous investment managers to establish registered schemes in a variety of asset classes. The team is well-positioned to assist investment managers looking for a qualified and experienced Responsible Entity for hire. We can help you launch and/or run your managed investment scheme.

We have worked with numerous investment managers to establish registered schemes in a variety of asset classes and the team is well-positioned to assist investment managers looking for a qualified and experienced Responsible Entity for hire. We can help you launch and/or run your managed investment scheme.

As the Responsible Entity we offer independent oversight and work with the investment manager and appointed intermediaries to ensure the smooth set-up and running of the fund. Our services include:

  • Preparing the scheme constitution
  • Registration of the scheme with ASIC
  • Production of offer/disclosure documents
  • Monitoring of compliance with the Corporations Act, PDS, constitution and compliance plan
  • Ongoing liaison with ASIC
  • Managing adherence to legislative and regulatory requirements
  • Designing of compliance plans
  • Appointment and monitoring external service providers including Custodians, Administrators, Investment Managers and Tax Advisers
  • Conducting regulatory reporting and lodgements
  • Establishing a Compliance Committee
  • Back-office solutions (in-house or outsourced), including:
    • Scheme administration
    • Fund accounting
    • Unit registry
    • Portfolio valuation
    • Unitholder reporting
  • Complaints monitoring and resolution
  • Appointing scheme and compliance plan auditors

Our independent Responsible Entity services provide cost effective solutions for specialised risk management and independent oversight.

Contact Us

Melbourne Office
Level 9, 287 Collins Street Melbourne VIC, 3000, Australia

Adelaide Office
50 Hindmarsh Square, Adelaide SA, 5000, Australia

Email
info@trusteepartners.com.au

Phone
+61 (0)3 9097 2800